Skip to main content
v2026.11,772 entries · CC-BY 4.0
Dictionary termTrack AProposedv2026.1

Funnel Plot

A funnel plot is a scatter plot used in meta-analysis in which each included study's effect estimate (x-axis) is plotted against a measure of its precision -- typically standard error, with precision increasing up the y-axis, or sometimes sample size directly. Under no bias and no meaningful heterogeneity, the plot should form a roughly symmetric, inverted funnel: small, low-precision studies scatter widely near the bottom, while large, high-precision studies cluster narrowly near the top, close to the pooled effect. Funnel plots are a diagnostic tool for so-called 'small-study effects' -- the tendency for smaller studies in a meta-analysis to report systematically different (usually larger) effects than larger studies -- not a direct measurement of publication bias itself.

ByCASRAI Editorial Board
· Last updated 4 Sept 2026
Share this

Ask CASRAI · included with Regulatory Radar

Ask about Funnel Plot

Ask CASRAI answers research-administration questions and cites the passages behind every claim — and says so when the corpus does not cover something, instead of guessing. It comes with a Regulatory Radar subscription at $29 a month, alongside the daily digest of regulatory changes and the dashboard of what changed.

150 questions a day, on this site, over the API, or inside your own tools through the CASRAI MCP server.

Everything CASRAI publishes — this page, the dictionary, the guides and the news — stays free to read, with no account and no card.

Examples

Worked examples

  • Is an instance

    A meta-analysis of 15 randomized trials testing a drug's effect on blood pressure plots each trial's effect size against its standard error. Several small trials cluster at the bottom of the funnel showing unusually large benefits, while the larger, more precise trials cluster near a smaller pooled effect -- a visibly asymmetric funnel. That pattern is consistent with (but does not by itself prove) publication bias: it is equally consistent with genuine clinical heterogeneity between the small and large trials, or with methodological weaknesses concentrated in the smaller studies. The next step is a formal asymmetry test and a sensitivity analysis, not a conclusion.

  • Is an instance

    Egger's test, a linear-regression-based test for funnel-plot asymmetry, regresses each study's standardized effect estimate against its precision; a statistically significant intercept indicates asymmetry. The Cochrane Handbook recommends against relying on Egger's test (or any funnel-plot asymmetry test) with fewer than about 10 studies in the meta-analysis, since power to distinguish real asymmetry from chance is too low below that threshold.

Counter-examples

Looks similar, but isn't

  • Not an instance

    A symmetric funnel plot does not rule out publication bias. If small studies with unfavorable or null results are suppressed at roughly the same rate regardless of their precision, or if there are simply too few studies to see a pattern, the plot can look symmetric even though selective reporting is occurring. Symmetry is reassuring, not conclusive.

  • Not an instance

    Asymmetry driven by a single very large, methodologically distinct trial (for example, one multi-site trial with a different patient population than the smaller single-site trials) reflects genuine clinical heterogeneity, not publication bias -- inspecting which studies drive the asymmetry, not just the summary shape, is part of correct interpretation.

Editorial commentary

What a funnel plot shows

A funnel plot is a diagnostic chart used in meta-analysis and systematic review to look for signs of small-study effects — the tendency for smaller studies to report systematically different, usually larger, effects than larger studies in the same body of evidence. Each point on the plot represents one included study: its effect estimate (for example, a log odds ratio, risk ratio, or mean difference) is plotted on the x-axis, and a measure of its precision — most commonly standard error, plotted so precision increases up the y-axis — is plotted on the y-axis. Sample size is sometimes used in place of standard error. In the absence of bias or meaningful heterogeneity, the resulting scatter should resemble an inverted funnel: small, imprecise studies scatter widely near the bottom, and large, precise studies cluster narrowly near the top, close to the pooled effect estimate.

What asymmetry does and does not prove

A visibly lopsided, asymmetric funnel plot is a widely used signal that something may be distorting the body of evidence — but funnel-plot asymmetry is not synonymous with, or proof of, publication bias. The Cochrane Handbook is explicit on this point: asymmetry can arise from several distinct causes, and a funnel plot alone cannot distinguish between them:

  • Publication or reporting bias — smaller studies with null or unfavorable results are less likely to be published or fully reported, leaving a gap in the funnel.
  • Genuine clinical or methodological heterogeneity — smaller studies may have been conducted in different populations, settings, or with different intervention intensities than larger studies, producing real differences in effect that have nothing to do with selective reporting.
  • Poor methodological quality correlated with study size — smaller studies are, on average, more likely to have design weaknesses (inadequate blinding or allocation concealment) that inflate effect estimates, independent of any publishing decision.
  • Chance — with a small number of studies, an asymmetric-looking pattern can simply be a product of random variation.

Because of this, funnel-plot asymmetry should be treated as a prompt for further investigation, not a finding to report on its own.

Egger’s test

Egger’s test is a regression-based statistical test for funnel-plot asymmetry: it regresses each study’s standardized effect estimate against its precision, and a statistically significant non-zero intercept indicates asymmetry. It formalizes what the plot shows visually, but carries the same interpretive caveat — a significant result flags asymmetry, not its cause. The Cochrane Handbook recommends against relying on Egger’s test, or most other funnel-plot asymmetry tests, when a meta-analysis includes fewer than about 10 studies, since statistical power to distinguish genuine asymmetry from chance is too low below that threshold.

Trim-and-fill

Trim-and-fill (Duval and Tweedie’s method) is a sensitivity-analysis technique that estimates how many studies would need to be ‘missing’ from one side of the funnel to restore symmetry, imputes those studies, and recalculates the pooled effect including them. It is used to gauge how sensitive the meta-analysis’s conclusion is to a publication-bias explanation for observed asymmetry — it is an exploratory adjustment, not a bias-free corrected result, and its own estimates depend on assumptions that can be wrong when asymmetry has a non-bias cause.

When a funnel plot is (and isn’t) appropriate

Funnel plots and their associated asymmetry tests are only meaningfully interpretable with a reasonable number of studies — the Cochrane Handbook’s general guidance is at least 10 — and are not recommended as a primary tool when the included studies are highly heterogeneous in design, since heterogeneity itself can produce funnel-plot asymmetry unrelated to publication bias. See CASRAI’s guides on detecting and assessing publication bias and peer reviewing a systematic review or meta-analysis for how funnel plots fit into a broader bias-assessment workflow, and the forest plot entry for the companion visualization used to display the pooled result itself rather than assess bias in it.

Machine-readable encodings

Use in your systems

JATS XML <role> element
xml
<role vocab="credit"
      vocab-identifier="https://casrai.org/dictionary/"
      vocab-term="Funnel Plot"
      vocab-term-identifier="https://casrai.org/dictionary/term/funnel-plot" />
Schema.org DefinedTerm (JSON-LD)
json
{
  "@context": "https://schema.org",
  "@type": "DefinedTerm",
  "@id": "https://casrai.org/dictionary/term/funnel-plot",
  "name": "Funnel Plot",
  "identifier": "https://casrai.org/dictionary/term/funnel-plot",
  "description": "A funnel plot is a scatter plot used in meta-analysis in which each included study's effect estimate (x-axis) is plotted against a measure of its precision -- typically standard error, with precision increasing up the y-axis, or sometimes sample size directly. Under no bias and no meaningful heterogeneity, the plot should form a roughly symmetric, inverted funnel: small, low-precision studies scatter widely near the bottom, while large, high-precision studies cluster narrowly near the top, close to the pooled effect. Funnel plots are a diagnostic tool for so-called 'small-study effects' -- the tendency for smaller studies in a meta-analysis to report systematically different (usually larger) effects than larger studies -- not a direct measurement of publication bias itself.",
  "inDefinedTermSet": "https://casrai.org/dictionary/domain/research-outputs#set",
  "url": "https://casrai.org/dictionary/term/funnel-plot",
  "sameAs": [],
  "license": "https://creativecommons.org/licenses/by/4.0/",
  "publisher": {
    "@id": "https://casrai.org/#organization"
  },
  "author": {
    "@id": "https://casrai.org/#editorial-team"
  },
  "datePublished": "2026-08-22T09:25:53",
  "dateModified": "2026-09-04T07:25:31",
  "inLanguage": "en-GB",
  "isAccessibleForFree": true
}

Referenced across the research world

University of Cambridge logoColumbia University logoCrossref logoUniversity of Edinburgh logoHarvard University logoUniversity of Oxford logoPrinceton University logoStanford School of Medicine logoUniversity College London logoORCID logoUniversity of Cambridge logoColumbia University logoCrossref logoUniversity of Edinburgh logoHarvard University logoUniversity of Oxford logoPrinceton University logoStanford School of Medicine logoUniversity College London logoORCID logo
  • University of Cambridge logo
  • Columbia University logo
  • Crossref logo
  • University of Edinburgh logo
  • Harvard University logo
  • University of Oxford logo
  • Princeton University logo
  • Stanford School of Medicine logo
  • University College London logo
  • ORCID logo

View CASRAI adoption →

Regulatory Radar

Stop finding out after the fact

$29/month, cancel anytime. Daily digest updates from our analysis, a dashboard holding the same items, and a cited assistant for everything they raise.

  • Federal Register, Federal Register+, Grants.gov, Regulations.gov, NSF News, UKRI, plus CASRAI’s own published content.
  • 72,264 indexed passages, and every answer cites the ones it drew on.