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Dictionary termTrack BStablev2026.1

Open archive

A repository that is compliant with the Open Archives Initiative Protocol for Metadata Harvesting (OAI-PMH) and therefore facilitates the sharing of metadata for a variety of purposes, most notably the compilation tasks performed by aggregator databases.

ByCASRAI Editorial Board
· Last updated 22 Aug 2026
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Examples

Worked examples

  • Is an instance

    An institutional repository running DSpace that exposes an OAI-PMH endpoint, allowing a national aggregator to harvest its metadata automatically.

  • Is an instance

    A subject repository whose records are harvested by a discovery service via OAI-PMH rather than through a custom API.

Counter-examples

Looks similar, but isn't

  • Not an instance

    A repository that only offers a web search interface with no OAI-PMH (or equivalent structured harvesting) endpoint is not an open archive in this technical sense, even if its content is freely readable.

Editorial commentary

An open archive is a repository that exposes its metadata using the Open Archives Initiative Protocol for Metadata Harvesting (OAI-PMH), a standard interoperability protocol that lets external services — aggregators, discovery layers, search indexes — systematically harvest a repository’s item-level metadata rather than crawling its web pages. OAI-PMH compliance is what makes an open archive machine-discoverable at scale: an aggregator can pull structured records from every OAI-PMH-compliant repository it knows about, rather than needing a bespoke integration with each one.

‘Open’ here refers to open metadata interoperability, not necessarily open access to the full text: an open archive’s records are harvestable even if some content is embargoed. Most repositories used for green open access, including institutional repositories and subject repositories, are built on software (DSpace, EPrints, Invenio) that supports OAI-PMH by default, so the terms are often used loosely as interchangeable, but a repository without OAI-PMH is not, strictly, an open archive.

Origins of the protocol

The Open Archives Initiative grew out of the 1999 Santa Fe Convention for archiving e-prints, and formalised OAI-PMH shortly after; version 2.0, still in widespread use, was released in 2002 — two decades of stability that is a large part of why it remains the most universally supported harvesting mechanism even as newer alternatives have emerged.

What OAI-PMH requires

A compliant repository must respond to six defined verbs — Identify, ListMetadataFormats, ListSets, ListIdentifiers, ListRecords, GetRecord — and must support at minimum unqualified Dublin Core, even if it also exposes richer, discipline-specific schemas alongside it. This baseline is what lets a generic aggregator harvest a usable record from any OAI-PMH source it has never encountered before.

Open archive versus aggregator

These sit on opposite sides of the same harvesting relationship. An open archive is the source: a repository exposing its own metadata for harvesting. An aggregator is the consumer: a service (OpenAIRE, BASE, CORE) that harvests from many open archives and combines results into one index. A single repository is typically an open archive to many aggregators simultaneously.

Beyond OAI-PMH

Newer mechanisms — ResourceSync, sitemap-based crawling, direct REST APIs — are increasingly used alongside OAI-PMH, particularly for large-scale or near-real-time harvesting where its incremental-update model is limiting. OAI-PMH remains the most widely deployed baseline because of its simplicity and near-universal support, not because it is the most capable option today.

Frequently asked questions

Does ‘open archive’ mean the same as ‘open access’?

No — it refers to metadata being harvestable via OAI-PMH, independent of whether the content itself is openly accessible.

Is OAI-PMH still used in 2026?

Yes — it remains the most widely supported harvesting protocol across repository platforms, even as newer protocols are used alongside it at higher scale.

What’s the difference from an aggregator?

An open archive is the harvestable source; an aggregator is the downstream service that harvests across many open archives and combines results.

References

  • Open Archives Initiative, OAI-PMH v2.0 specification (openarchives.org). Santa Fe Convention, 1999.

Machine-readable encodings

Use in your systems

JATS XML <role> element
xml
<role vocab="credit"
      vocab-identifier="https://casrai.org/dictionary/"
      vocab-term="Open archive"
      vocab-term-identifier="https://casrai.org/dictionary/term/open-archive" />
Schema.org DefinedTerm (JSON-LD)
json
{
  "@context": "https://schema.org",
  "@type": "DefinedTerm",
  "@id": "https://casrai.org/dictionary/term/open-archive",
  "name": "Open archive",
  "identifier": "https://casrai.org/dictionary/term/open-archive",
  "description": "A repository that is compliant with the Open Archives Initiative Protocol for Metadata Harvesting (OAI-PMH) and therefore facilitates the sharing of metadata for a variety of purposes, most notably the compilation tasks performed by aggregator databases.",
  "inDefinedTermSet": "https://casrai.org/dictionary/domain/data-infrastructure#set",
  "url": "https://casrai.org/dictionary/term/open-archive",
  "sameAs": [],
  "license": "https://creativecommons.org/licenses/by/4.0/",
  "publisher": {
    "@id": "https://casrai.org/#organization"
  },
  "author": {
    "@id": "https://casrai.org/#editorial-team"
  },
  "datePublished": "2026-05-19T19:12:40",
  "dateModified": "2026-08-22T15:38:26",
  "inLanguage": "en-GB",
  "isAccessibleForFree": true
}

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