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v2026.11,772 entries · CC-BY 4.0
Dictionary termTrack EProposedv2026.2

Pre-award phase

The grant lifecycle phase covering activities from identification of a funding opportunity through proposal preparation, submission, and award negotiation, prior to the start of the period of performance.

ByCASRAI Editorial Board
· Last updated 22 Aug 2026
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Examples

Worked examples

  • Is an instance

    A PI works with a pre-award officer for six weeks to assemble an ERC Starting Grant proposal.

  • Is an instance

    An institution authorises pre-award costs incurred 90 days before the official start date under expanded authorities.

Counter-examples

Looks similar, but isn't

  • Not an instance

    Activities after the project start date are post-award, not pre-award.

  • Not an instance

    Routine closeout reporting is in the closeout phase, not pre-award.

Editorial commentary

Pre-award is the grant lifecycle phase running from the point a specific funding opportunity is chosen through to the start of the period of performance. It is broader than the proposal phase: proposal phase covers drafting and submitting the application itself and ends at submission, while pre-award continues past submission through the sponsor’s decision and, for a successful application, award negotiation and acceptance — right up to the point the account is set up and spending is authorised.

What it covers

Typical pre-award activity includes opportunity scouting and eligibility screening, scientific-case and budget construction, internal institutional approvals and sign-off, submission to the sponsor, and, if funded, negotiation of any special award conditions before the grant agreement is signed. Many US federal awards permit pre-award costs — expenditure incurred before the official start date, typically under a 90-day look-back — but only with formal institutional authorisation, since the sponsor relationship is not yet contractually in force.

What institutional review adds

Internal sign-off during pre-award is not a formality: it typically includes budget and rate compliance review, conflict-of-interest disclosure, cost-share commitment approval, and, where human or animal subjects are involved, at least a provisional ethics review before submission. Institutions that require full IRB or IACUC approval before submission, rather than before the award starts, add real lead time to this phase, which is one reason pre-award timelines vary so widely between institutions even for the same funding call.

Organisational split and what follows

Larger research institutions commonly split sponsored-programs staff into a pre-award office (proposal development, budgeting, submission, negotiation) and a separate post-award office; smaller institutions and departmental administrators often combine both roles for the same award. Pre-award ends, and post-award begins, at the hand-off from award negotiation to account activation — the point at which the funded work can actually start. It follows the informal idea phase and precedes execution.

Also known as

Proposal phase · Pre-grant phase

Machine-readable encodings

Use in your systems

JATS XML <role> element
xml
<role vocab="credit"
      vocab-identifier="https://casrai.org/dictionary/"
      vocab-term="Pre-award phase"
      vocab-term-identifier="https://casrai.org/dictionary/term/pre-award-phase" />
Schema.org DefinedTerm (JSON-LD)
json
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  "name": "Pre-award phase",
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  "datePublished": "2026-05-21T02:22:59",
  "dateModified": "2026-08-22T16:07:57",
  "inLanguage": "en-GB",
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