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v2026.11,772 entries · CC-BY 4.0
Dictionary termTrack CProposedv2026.2

DMP active phase

The phase of the DMP lifecycle during project execution, when the plan is iteratively updated as data are actually generated, processed, and deposited -- distinct from the award's own post-award phase, which it runs concurrently with but does not track.

ByCASRAI Editorial Board
· Last updated 22 Aug 2026
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Examples

Worked examples

  • Is an instance

    A DMP whose dataset list is auto-populated from new Zenodo deposits tagged with the project grant ID.

  • Is an instance

    A DMP revised at the project's annual review to add a new sensitive dataset.

Counter-examples

Looks similar, but isn't

  • Not an instance

    A DMP filed at proposal and never updated is still in the creation phase in substance, even if the project has moved on.

  • Not an instance

    A project closeout report is not a DMP active-phase document.

Editorial commentary

The active phase is the middle stage of the DMP lifecycle: it begins once a project starts generating or handling data and lasts through the end of the period of performance. Where the creation phase produces a DMP built largely on placeholders and estimates at proposal time, the active phase is where those placeholders are reconciled against reality — dataset entries become specific deposits with DOIs, storage estimates are checked against actual usage, and any ethical or technical change is recorded as a formal plan revision.

Why it is tracked separately from post-award administration

The active phase is scoped narrowly to one document — the Data Management Plan — not to the award as a whole. It happens to run for the same span of calendar time as the post-award phase, but the two describe different lifecycles: post-award tracks spending, compliance, and reporting for the entire award; the DMP active phase tracks whether one specific document still accurately describes what the project is doing with its data. A project’s general post-award administration can be running smoothly while its DMP sits unrevised since submission — which is exactly the gap the active-phase concept exists to flag.

What triggers a revision

Common triggers for a mid-project DMP revision include a new data type or collection method not anticipated at proposal stage, a change in the intended repository or access conditions, discovery that a dataset needs sensitive-data handling not originally planned, or a funder-mandated periodic check. Each revision is versioned, not silently overwritten, so a reviewer can see how the plan evolved against what was actually produced.

What drives revisions and what follows

Active DMPs are the principal use case for machine-actionable workflows, because automated updates from repositories, storage systems, and institutional research-information systems reduce manual maintenance burden. Funders that require a DMP (Horizon Europe, UKRI, many US agencies) generally expect at least one substantive review during this phase, often tied to a periodic report. The active phase ends, and the DMP closeout phase begins, when the project ends and the plan is reconciled one final time against what was actually delivered and archived.

Also known as

live DMP phase · in-flight DMP

Machine-readable encodings

Use in your systems

JATS XML <role> element
xml
<role vocab="credit"
      vocab-identifier="https://casrai.org/dictionary/"
      vocab-term="DMP active phase"
      vocab-term-identifier="https://casrai.org/dictionary/term/dmp-active-phase" />
Schema.org DefinedTerm (JSON-LD)
json
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  "@context": "https://schema.org",
  "@type": "DefinedTerm",
  "@id": "https://casrai.org/dictionary/term/dmp-active-phase",
  "name": "DMP active phase",
  "identifier": "https://casrai.org/dictionary/term/dmp-active-phase",
  "description": "The phase of the DMP lifecycle during project execution, when the plan is iteratively updated as data are actually generated, processed, and deposited -- distinct from the award's own post-award phase, which it runs concurrently with but does not track.",
  "inDefinedTermSet": "https://casrai.org/dictionary/domain/machine-actionable-dmps#set",
  "url": "https://casrai.org/dictionary/term/dmp-active-phase",
  "sameAs": [
    "live DMP phase",
    "in-flight DMP"
  ],
  "license": "https://creativecommons.org/licenses/by/4.0/",
  "publisher": {
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  },
  "datePublished": "2026-05-21T02:22:48",
  "dateModified": "2026-08-22T16:07:59",
  "inLanguage": "en-GB",
  "isAccessibleForFree": true
}

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